Transactions

Here today. Here tomorrow.

Through every stage of your company’s growth, we’re there to make sure your needs are being met. What’s more, we’re always looking for new ways to help you succeed.

Here’s a list of our clients’ most recent successes. (Please note: this is a representative sampling of recent efforts on behalf of our clients and is not intended to be a full accounting of activity.)

Date	Client	Type	Ticker	Deal Size ($ in MM)	Team
Announced	Reliant Technologies	Merger Advisory		95.0	Health Care
07/08	Canadian Solar, Inc.	Follow-On Offering	CSIQ	119.0	Clean Technology and Renewables
07/08	Leggett & Platt, Inc. Leggett & Platt Aluminum Group	Seller Advisory		350.0	Industrial Growth
07/08	Kintera Inc.	Seller Advisory		43.0	Other
07/08	Lone Star Funds	Buyer Advisory		5900.0	Financial Institutions
07/08	EP MedSystems Inc.	Seller Advisory		91.0	Health Care
07/08	Zeno Corporation	Private Placement		28.0	Health Care
06/08	Canadian Solar, Inc.	Convertible	CSIQ	74.0	Clean Technology and Renewables
06/08	Evergreen Solar, Inc.	Convertible	ESLR	373.8	Clean Technology and Renewables
06/08	ReneSola Ltd.	Follow-On Offering	SOL	184.5	Clean Technology and Renewables
05/08	JA Solar Holdings Co., Ltd.	Convertible	JASO	400.0	Clean Technology and Renewables
05/08	Cameron Health, Inc.	Private Placement		50.0	Health Care
04/08	Market Track, LLC	Seller Advisory		Undisclosed	Business Services
04/08	Douglas Theatre Company	Merger Advisory		40.5	Industrial Growth
04/08	FMG Acquisition Corp.	Fairness Opinion		95.0	Financial Institutions
03/08	AVANIR Pharmaceuticals	Registered Direct	AVNR	40.0	Health Care
03/08	MGIC Investment Corp.	Convertible	MTG	390.0	Financial Institutions
03/08	MGIC Investment Corp.	Follow-On Offering	MTG	483.0	Financial Institutions
03/08	Timothy's Coffees of the World, Inc.	Seller Advisory		Undisclosed	Consumer
03/08	Lifecore Biomedical, Inc.	Seller Advisory		239.0	Health Care
03/08	Visa Inc.	Initial Public Offering	V	19650.4	Financial Institutions
03/08	Specific Media	Buyer Advisory		Undisclosed	Technology
03/08	Heritage-Crystal Clean Inc.	Initial Public Offering	HCCI	25.3	Business Services
03/08	Tideway Systems Ltd.	Private Placement		27.0	Technology
03/08	Blu Dot Design & Manufacturing, Inc.	Seller Advisory		Undisclosed	Consumer
03/08	Sweet Leaf Tea Company	Private Placement		19.3	Consumer
03/08	LNK Partners	Buyer Advisory		Undisclosed	Consumer
03/08	The Wellstead of Rogers	Seller Advisory		48.5	Health Care
02/08	BPW Acquisition Corp.	Initial Public Offering	BPW	350.0	Financial Institutions
02/08	Eclipsys Corporation	Buyer Advisory		53.0	Health Care
02/08	Cameron Mitchell Restaurants, LLC	Seller Advisory		94.0	Consumer
02/08	American Public Education Inc.	Follow-On Offering	APEI	133.0	Business Services
02/08	Acorda Therapeutics, Inc.	Follow-On Offering	ACOR	71.0	Health Care
02/08	AGEIA Technologies, Inc.	Seller Advisory		Undisclosed	Technology
02/08	eyeonics, Inc.	Merger Advisory		Undisclosed	Health Care
01/08	Universal Trailer Corporation, a portfolio company of Dubin Clark & Company Inc.	Seller Advisory		45.0	Industrial Growth
01/08	AppTec Laboratory Services, Inc.	Seller Advisory		163.0	Health Care
01/08	ATA Inc.	Initial Public Offering	ATAI	46.3	Technology
01/08	ReneSola Ltd.	Initial Public Offering	SOLA	130.0	Clean Technology and Renewables
01/08	Solarfun Power Holdings Co. Ltd.	Convertible	SOLF	172.5	Clean Technology and Renewables
01/08	CGEN Digital Media Network Co. Ltd.	Seller Advisory		350.0	Technology
12/07	Lanx, Inc.	Private Placement		25.0	Health Care
12/07	Apogee Enterprises, Inc.	Buyer Advisory		43.6	Industrial Growth
12/07	Ardea Biosciences, Inc.	PIPE	RDEA	40.0	Health Care
12/07	Gushan Environmental Energy Ltd.	Initial Public Offering	GU	184.6	Clean Technology and Renewables
12/07	Rudolph Technologies, Inc.	Buyer Advisory		Undisclosed	Technology
12/07	iTradeNetwork, Inc.	Seller Advisory		Undisclosed	Technology
12/07	Intellon Corp.	Initial Public Offering	ITLN	51.1	Clean Technology and Renewables
12/07	MedAssets	Initial Public Offering	MDAS	212.8	Health Care
12/07	Yingli Green Energy Holdings Co. Ltd.	Convertible	YGE	172.5	Clean Technology and Renewables
12/07	Wonder Auto Technology Inc.	PIPE	WATG	26.0	Business Services
12/07	Yingli Green Energy Holdings Co. Ltd.	American Depository Receipt	YGE	200.0	Clean Technology and Renewables
12/07	Cardtronics, Inc.	Initial Public Offering	CATM	120.0	Financial Institutions
12/07	ChinaEdu Corporation	Initial Public Offering	CEDU	68.2	Business Services
12/07	Canadian Solar, Inc.	Convertible	CSIQ	75.0	Clean Technology and Renewables
11/07	Marshall BankFirst SVS	Seller Advisory		60.6	Financial Institutions
11/07	Kele, Inc.	Seller Advisory		Undisclosed	Industrial Growth
11/07	Wright Medical Group Inc.	Convertible	WMGI	200.0	Health Care
11/07	Lumber Liquidators Inc.	Initial Public Offering	LL	110.0	Consumer
11/07	American Public Education Inc.	Initial Public Offering	APEI	107.8	Business Services
11/07	Focus Media Holding Ltd.	American Depository Receipt	FMCN	888.4	Technology
11/07	BioForm Medical, Inc.	Initial Public Offering	BFRM	92.0	Health Care
11/07	Agria Corp.	Initial Public Offering	GRO	283.0	Consumer
11/07	Fresh Del Monte Produce Inc.	Follow-On Offering	FDP	289.7	Consumer
11/07	MRU Holdings, Inc.	PIPE	UNCL	24.4	Financial Institutions
11/07	Medtronic, Inc.	Buyer Advisory		420.0	Health Care
11/07	Giant Interactive Group Inc.	American Depository Receipt	GA	1019.5	Technology
11/07	Nanosphere, Inc.	Initial Public Offering	NSPH	98.0	Health Care
11/07	Optimost LLC	Seller Advisory		52.0	Technology
10/07	BarrierSafe Solutions, a portfolio company of Riverside Parnters and StoneCreek Capital	Seller Advisory		Undisclosed	Industrial Growth
10/07	CNinsure inc.	Initial Public Offering	CISG	216.4	Financial Institutions
10/07	Ulta Salon Cosmetics & Fragrance Inc.	Initial Public Offering	ULTA	176.8	Consumer
10/07	Optimer Pharmaceuticals Inc.	PIPE	OPTR	35.9	Health Care
10/07	Atlantis Components, Inc.	Seller Advisory		71.0	Health Care
10/07	Carey International, a portfolio company of Chartwell Investments	Seller Advisory		60.0	Industrial Growth
10/07	Specific Media, Inc.	Private Placement		100.0	Technology
10/07	Volcano Corporation	Follow-On Offering	VOLC	130.8	Health Care
10/07	Trans1 Inc.	Initial Public Offering	TSON	94.9	Health Care
10/07	Lone Star U.S. Acquisitions, LLC	Buyer Advisory		300.0	Financial Institutions
10/07	TomoTherapy Incorporated	Follow-On Offering	TTPY	217.5	Health Care
10/07	Textainer Group Holdings Limited	Initial Public Offering	TGH	148.5	Financial Institutions
10/07	JA Solar Holdings Co., Ltd.	Follow-On Offering	JASO	305.7	Clean Technology and Renewables
10/07	Compellent Technologies Inc.	Initial Public Offering	CPLT	81.0	Technology
10/07	China Digital TV Holding Co. Ltd.	American Depository Receipt	STV	220.8	Technology
10/07	Engineered Materials Solutions, a portfolio company of Blue Point Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
09/07	Associated Grocers, Inc.	Seller Advisory		Undisclosed	Consumer
09/07	Aegis Loan Servicing, a division of Aegis Mortgage Corporation, a portfolio company of Cerberus Capital Management	Seller Advisory		Undisclosed	Financial Institutions
09/07	AthenaHealth Inc.	Initial Public Offering	ATHN	130.1	Health Care
09/07	Everlast Worldwide Inc.	Seller Advisory		191.0	Consumer
09/07	LDR Holding Corporation	Private Placement		25.0	Health Care
08/07	US BioEnergy Corporation	Fairness Opinion		230.0	Clean Technology and Renewables
08/07	Sipex Corporation	Merger Advisory		243.0	Technology
08/07	Yard House USA, LLC	Seller Advisory		Undisclosed	Consumer
08/07	JDS Pharmaceuticals, LLC	Seller Advisory		125.0	Health Care
08/07	First Solar Inc.	Follow-On Offering	FSLR	698.3	Clean Technology and Renewables
08/07	Nursefinders, Inc., a portfolio company of Gryphon Investors	Seller Advisory		Undisclosed	Health Care
08/07	Masimo Corporation	Initial Public Offering	MASI	232.9	Health Care
08/07	HireRight, Inc.	Initial Public Offering	HIRE	65.6	Business Services
08/07	Dolan Media Co.	Initial Public Offering	DM	224.4	Business Services
08/07	International Fight League	PIPE	IFLI	12.7	Consumer
07/07	The Harris Soup Company, a portfolio company of TSG Consumer Partners	Seller Advisory		Undisclosed	Consumer
07/07	Orbitz Worldwide Inc.	Initial Public Offering	OWW	510.0	Technology
07/07	hhgregg Appliances, Inc.	Initial Public Offering	HGG	121.9	Consumer
07/07	NightHawk Radiology Holdings, Inc.	Fairness Opinion		62.5	Health Care
07/07	24/7 Real Media, Inc.	Seller Advisory		649.0	Technology
07/07	Sonosite Inc.	Convertible	SONO	225.0	Health Care
07/07	Satiety, Inc.	Private Placement		30.2	Health Care
07/07	Sangamo BioSciences, Inc.	Registered Direct	SGMO	30.0	Health Care
07/07	ShoreTel Inc.	Initial Public Offering	SHOR	86.3	Technology
07/07	Jonathan Engineered Solutions, a portfolio company of Industrial Growth Partners	Seller Advisory		Undisclosed	Industrial Growth
06/07	American Oriental Bioengineering Inc.	Follow-On Offering	AOB	83.1	Health Care
06/07	Spreadtrum Communications Inc.	American Depository Receipt	SPRD	144.5	Technology
06/07	Care Investment Trust Inc.	Initial Public Offering	CRE	225.0	Financial Institutions
06/07	Outback Steakhouse, a portfolio company of OSI Restaurant Partners, Inc.	Fairness Opinion		3482.0	Consumer
06/07	Citi Trends, Inc.	Follow-On Offering	CTRN	81.0	Consumer
06/07	RAM Holdings Ltd.	Follow-On Offering	RAMR	72.1	Financial Institutions
06/07	Yingli Green Energy Holding Co. Ltd.	American Depository Receipt	YGE	319.0	Clean Technology and Renewables
06/07	Acorda Therapeutics, Inc.	Follow-On Offering	ACOR	79.8	Health Care
06/07	Einstein Noah Restaurant Group	Follow-On Offering	NWRG	90.0	Consumer
06/07	Limelight Networks, Inc.	Initial Public Offering	LLNW	276.0	Technology
06/07	Sanitors, Inc., a portfolio company of Cravey, Green & Wahlen	Seller Advisory		Undisclosed	Business Services
06/07	MidCountry Bank	Buyer Advisory		Undisclosed	Financial Institutions
05/07	LDK Solar Hi-Tech Co. Ltd.	American Depository Receipt	LDK	486.0	Clean Technology and Renewables
05/07	ConvergeOne Holdings Corporation, a portfolio company of Nautic Partners	Seller Advisory		Undisclosed	Business Services
05/07	MidCountry Financial Corp.	Private Placement		55.0	Financial Institutions
05/07	ORBCOMM Inc.	Follow-On Offering	ORBC	80.5	Technology
05/07	Atricure, Inc.	PIPE	ATRC	16.5	Health Care
05/07	Phase Forward Incorporated	Follow-On Offering	PFWD	82.5	Health Care
05/07	Evergreen Solar, Inc.	Follow-On Offering	ESLR	142.3	Clean Technology and Renewables
05/07	Sirtris Pharmaceuticals Inc.	Initial Public Offering	SIRT	60.0	Health Care
05/07	Omnicell, Inc.	Follow-On Offering	OMCL	96.4	Health Care
05/07	Genomic Health Inc.	Follow-On Offering	GHDX	46.5	Health Care
05/07	CAI International Inc.	Initial Public Offering	CAIU	87.0	Financial Institutions
05/07	Capella Education Co.	Follow-On Offering	CPLA	144.3	Business Services
05/07	TomoTherapy Incorporated	Initial Public Offering	TTPY	256.6	Health Care
05/07	Atlantis Components, Inc.	Private Placement		12.0	Health Care
05/07	Array Biopharma Inc.	Follow-On Offering	ARRY	91.0	Health Care
04/07	Rex Stores Corporation	Fairness Opinion		Undisclosed	Consumer
04/07	Oscient Pharmaceuticals Corp.	Convertible	OSCI	60.0	Health Care
04/07	Solaicx Corporation	Private Placement		24.0	Clean Technology and Renewables
04/07	Simcere Pharmaceutical Group	American Depository Receipt	SCR	260.5	Health Care
04/07	Physicians Formula Holdings Inc.	Follow-On Offering	FACE	104.8	Consumer
04/07	ev3 Inc.	Follow-On Offering	EVVV	166.3	Health Care
04/07	Castle Brands Inc.	PIPE	ROX	21.0	Consumer
04/07	MBA Polymers, Inc.	Private Placement		22.0	Clean Technology and Renewables
04/07	MWI Veterinary Supply, Inc.	Follow-On Offering	MWIV	93.6	Health Care
04/07	Z'Tejas Southwest Grill	Seller Advisory		Undisclosed	Consumer
04/07	ACADIA Pharmaceuticals Inc.	Follow-On Offering	ACAD	102.5	Health Care
03/07	Churchill Capital, Mezzanine Finance Business	Seller Advisory		Undisclosed	Financial Institutions
03/07	Electroglas, Inc.	Convertible	EGLS	25.8	Technology
03/07	Johnny Rockets Group, Inc.	Seller Advisory		Undisclosed	Consumer
03/07	Xoft, Inc.	Private Placement		33.2	Health Care
03/07	Komag, Incorporated	Convertible	KOMG	220.0	Technology
03/07	Greatbatch, Inc.	Convertible	GB	80.0	Health Care
03/07	AMIS Holdings, Inc.	Follow-On Offering	AMIS	206.3	Technology
03/07	CastlePoint Holdings, Ltd.	Initial Public Offering	CPHL	127.8	Financial Institutions
03/07	ViroPharma Incorporated	Convertible	VPHM	250.0	Health Care
03/07	Bare Escentuals, Inc.	Follow-On Offering	BARE	476.1	Consumer
03/07	DexCom, Inc.	Convertible	DXCM	60.0	Health Care
03/07	Seminole Tribe of Florida	Buyer Advisory		975.0	Consumer
02/07	Cytori Therapeutics Inc.	Registered Direct	CYTX	21.5	Health Care
02/07	Kellermeyer Building Services, a portfolio company of CIVC Partners	Seller Advisory		Undisclosed	Business Services
02/07	Ultra Clean Holdings, Inc.	Block Trade	UCTT	26.0	Technology
02/07	Sirenza Microdevices, Inc.	Follow-On Offering	SMDI	52.3	Technology
02/07	PlayCore Holdings, Inc., a portfolio company of Chartwell Investments	Seller Advisory		Undisclosed	Industrial Growth
02/07	Golf Galaxy, Inc.	Merger Advisory		225.0	Consumer
02/07	U.S. Auto Parts Network, Inc.	Initial Public Offering	PRTS	115.0	Technology
02/07	Optimer Pharmaceuticals, Inc.	Initial Public Offering	OPTR	56.4	Health Care
02/07	New Oriental Education & Technology Group Inc.	Follow-On Offering	EDU	303.0	Business Services
02/07	Locus Pharmaceuticals, Inc.	Private Placement		30.2	Health Care
02/07	JA Solar Holdings Co., Ltd.	Initial Public Offering	JASO	258.8	Clean Technology and Renewables
02/07	Accuray Incorporated	Initial Public Offering	ARAY	331.2	Health Care
01/07	XTENT, Inc.	Initial Public Offering	XTNT	75.2	Health Care
01/07	Animal Health International, Inc.	Initial Public Offering	AHII	129.8	Health Care
01/07	RITA Medical Systems, Inc.	Seller Advisory		220.0	Health Care
01/07	Innerworkings Inc.	Follow-On Offering	INWK	108.0	Technology
01/07	American Medical Systems Holdings, Inc.	Seller Advisory		Undisclosed	Health Care
01/07	Monogram Biosciences, Inc.	Convertible	MGRM	30.0	Health Care
01/07	Pemstar, Inc.	Fairness Opinion		298.4	Technology
12/06	Alpha & Omega Semiconductor, Ltd.	Private Placement		32.0	Technology
12/06	International Fight League	PIPE	IFLI	24.2	Consumer
12/06	The Wet Seal, Inc.	Follow-On Offering	WTSLA	110.4	Consumer
12/06	Classic Party Rentals, a portfolio company of Dubin Clark & Company	Seller Advisory		Undisclosed	Industrial Growth
12/06	RegeneRx Biopharmaceuticals	PIPE	RGN	9.6	Health Care
12/06	Credence Systems Corp.	Convertible	CMOS	122.5	Technology
12/06	U.S. BioEnergy Corp.	Initial Public Offering	USBE	161.0	Clean Technology and Renewables
12/06	Lone Star Funds	Buyer Advisory		586.0	Consumer
12/06	Arena Pharmaceuticals Inc.	Follow-On Offering	ARNA	174.7	Health Care
12/06	Volcano Corporation	Follow-On Offering	VOLC	138.9	Health Care
12/06	Iconix Brand Group	Follow-On Offering	ICON	260.2	Consumer
11/06	Jamba Juice Company	Merger Advisory		265.0	Consumer
11/06	Excelligence Learning Corporation	Seller Advisory		125.3	Business Services
11/06	Alliance Imaging Inc.	Follow-On Offering	AIQ	52.9	Health Care
11/06	Vital Images, Inc.	Follow-On Offering	VTAL	104.0	Health Care
11/06	Cache, Inc.	Follow-On Offering	CACH	49.1	Consumer
11/06	Marlin Business Services, Inc.	Follow-On Offering	MRLN	22.0	Financial Institutions
11/06	First Solar Inc.	Initial Public Offering	FSLR	458.9	Clean Technology and Renewables
11/06	Alexion Pharmaceuticals Inc.	Follow-On Offering	ALXN	148.4	Health Care
11/06	Decode Genetics Inc.	Convertible	DCGN	80.0	Health Care
11/06	Metabolix Inc.	Initial Public Offering	MBLX	109.5	Clean Technology and Renewables
11/06	Physicians Formula Holdings Inc.	Initial Public Offering	FACE	143.4	Consumer
11/06	PeopleSupport, Inc.	Follow-On Offering	PSPT	96.6	Business Services
11/06	Capella Education Co.	Initial Public Offering	CPLA	92.0	Business Services
11/06	Canadian Solar Inc.	Initial Public Offering	CSIQ	115.5	Clean Technology and Renewables
11/06	Celgene Corporation	Follow-On Offering	CELG	1032.0	Health Care
10/06	Ultra Clean Holdings, Inc.	Block Trade	UCTT	23.3	Technology
10/06	Nighthawk Radiology Holdings, Inc.	Follow-On Offering	NHWK	117.0	Health Care
10/06	IHS Inc.	Follow-On Offering	IHS	323.6	Business Services
10/06	Finisar Corporation	Convertible	FNSR	100.0	Technology
10/06	RxKinetix Inc.	Seller Advisory		20.0	Health Care
10/06	Spectra Gases, Inc.	Seller Advisory		Undisclosed	Industrial Growth
10/06	Berbee Information Networks Corporation	Seller Advisory		184.0	Business Services
10/06	MCG Capital Corporation	Follow-On Offering	MCGC	72.5	Financial Institutions
10/06	The White Lily Foods Company, a wholly owned subsidiary of C.H. Guenther & Son, Inc.	Seller Advisory		Undisclosed	Consumer
10/06	Exelixis Inc.	Follow-On Offering	EXEL	96.6	Health Care
10/06	Hallmark Financial Services	Follow-On Offering	HAF	27.0	Financial Institutions
10/06	TorreyPines Therapeutics, Inc.	Merger Advisory		71.5	Health Care
10/06	ATS Medical, Inc.	Buyer Advisory		58.0	Health Care
09/06	Shutterfly, Inc.	Initial Public Offering	SFLY	87.0	Technology
09/06	Bare Escentuals, Inc.	Initial Public Offering	BARE	404.8	Consumer
09/06	MathStar, Inc.	PIPE	MATH	12.6	Technology
09/06	Mindray Medical International Ltd.	American Depository Receipt	MR	310.5	Health Care
09/06	Bunn Capitol Company, foodservice assets	Seller Advisory		Undisclosed	Consumer
09/06	Incyte Corporation	Convertible	INCY	151.8	Health Care
09/06	Home Diagnostics Inc.	Initial Public Offering	HDIX	79.2	Health Care
09/06	Actions Semiconductor Co., Ltd.	Follow-On Offering	ACTS	99.9	Technology
09/06	New Oriental Education & Technology Group Inc.	Initial Public Offering	EDU	129.4	Business Services
09/06	Confluent Surgical, Inc.	Seller Advisory		245.0	Health Care
08/06	The Andersons, Inc.	Follow-On Offering	ANDE	95.7	Clean Technology and Renewables
08/06	Real Mex Restaurants, Inc.	Seller Advisory		Undisclosed	Consumer
08/06	Crocs, Inc.	Follow-On Offering	CROX	247.8	Consumer
08/06	InnerWorkings, Inc.	Initial Public Offering	INWK	109.6	Business Services
08/06	Cytori Therapeutics Inc.	Registered Direct	CYTX	16.8	Health Care
08/06	Sonic Innovations, Inc.	PIPE	SNCI	12.0	Health Care
08/06	Onyx Software Corporation	Seller Advisory		92.0	Technology
08/06	LipoScience, Inc.	Private Placement		13.0	Health Care
08/06	Applied Financial, LLC	Seller Advisory		Undisclosed	Financial Institutions
07/06	Website Pros Inc.	Follow-On Offering	WSPI	34.8	Business Services
07/06	BulkRegister	Seller Advisory		Undisclosed	Technology
07/06	Beacon Holdings Corporation, a portfolio company of the Riverside Company	Seller Advisory		95.5	Industrial Growth
07/06	American Medical Systems Holdings, Inc.	Buyer Advisory		715.0	Health Care
07/06	MWI Veterinary Supply, Inc.	Follow-On Offering	MWIV	100.7	Health Care
07/06	Cardiovascular Systems, Inc.	Private Placement		25.0	Health Care
07/06	EnteroMedics, Inc.	Private Placement		45.2	Health Care
06/06	Andersen Corporation	Buyer Advisory		Undisclosed	Industrial Growth
06/06	Bravo Development, Inc.	Seller Advisory		Undisclosed	Consumer
06/06	Ultra Clean Holdings, Inc.	Fairness Opinion		50.0	Technology
06/06	Home BancShares, Inc.	Initial Public Offering	HOMB	51.8	Financial Institutions
06/06	American Medical Systems Holdings, Inc.	Convertible	AMMD	373.8	Health Care
06/06	Techwell, Inc.	Initial Public Offering	TWLL	50.7	Technology
06/06	Focus Media Holding Limited	Follow-On Offering	FMCN	415.8	Technology
06/06	Sangamo BioSciences, Inc.	Follow-On Offering	SGMO	20.9	Health Care
06/06	K2M, Inc.	Private Placement		21.5	Health Care
06/06	Dollar Financial Corp.	Follow-On Offering	DLLR	95.7	Financial Institutions
06/06	Volcano Corporation	Initial Public Offering	VOLC	62.6	Health Care
06/06	Zumiez Inc.	Follow-On Offering	ZUMZ	44.8	Consumer
06/06	Club Staffing Inc., a portfolio company of Olympus Partners	Seller Advisory		Undisclosed	Health Care
06/06	Patriot Capital Funding, Inc.	Follow-On Offering	PCAP	41.8	Financial Institutions
06/06	Town Sports International Holdings, Inc.	Initial Public Offering	CLUB	99.5	Consumer
06/06	Jones Soda Co.	PIPE	JSDA	30.0	Consumer
05/06	Catalina Restaurant Group, Inc., a portfolio company of Wexford Capital LLC	Seller Advisory		Undisclosed	Consumer
05/06	Under Armour, Inc.	Follow-On Offering	UARM	284.0	Consumer
05/06	Nielsen & Bainbridge, a portfolio company of The Jordan Company	Seller Advisory		Undisclosed	Industrial Growth
05/06	Reddy Ice Holdings, Inc.	Follow-On Offering	FRZ	98.9	Consumer
05/06	Vonage Holdings Corp.	Initial Public Offering	VG	531.3	Technology
05/06	Sipex Corporation	Convertible PIPE	SIPX	30.0	Technology
05/06	Phillips-Van Heusen Corporation	Follow-On Offering	PVH	382.2	Consumer
05/06	Diamond Foods, Inc.	Buyer Advisory		18.0	Consumer
05/06	Hydrogen Corporation	PIPE	HYDG.OB	25.8	Technology
05/06	CancerVax Corporation	Merger Advisory		94.0	Health Care
05/06	Rocky Shoes & Boots Inc.	Follow-On Offering	RCKY	11.3	Consumer
04/06	NicOx S.A.	PIPE	NICXF.PK	45.3	Health Care
04/06	ACADIA Pharmaceuticals Inc.	Follow-On Offering	ACAD	63.4	Health Care
04/06	DexCom, Inc.	Follow-On Offering	DXCM	132.0	Health Care
04/06	Corel Corporation	Initial Public Offering	CREL	104.0	Technology
04/06	UnionTools, Inc., a portfolio company of Oaktree Capital Management	Seller Advisory		Undisclosed	Industrial Growth
03/06	Valley Fresh Inc.	Seller Advisory		78.0	Consumer
03/06	NLS Animal Health	Seller Advisory		Undisclosed	Health Care
03/06	China GrenTech Corporation Limited	Initial Public Offering	GRRF	112.5	Technology
03/06	HIMAX Technologies Inc.	Initial Public Offering	HIMX	510.6	Technology
03/06	Metabasis Therapeutics	Registered Direct	MBRX	40.0	Health Care
03/06	Clayton Holdings, Inc.	Initial Public Offering	CLAY	146.6	Financial Institutions
03/06	180 Connect, Inc.	Convertible PIPE	NCT.U	10.7	Business Services
03/06	American Capital Strategies, Ltd.	Follow-On Offering	ACAS	487.3	Financial Institutions
03/06	York Label Holdings, Inc., a portfolio company of Huron Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
03/06	BriteSmile, Inc., Associated Center Business	Seller Advisory		35.0	Health Care
03/06	CapitalSource Inc.	Follow-On Offering	CSE	413.6	Financial Institutions
03/06	Ultra Clean Holdings Inc.	Follow-On Offering	UCTT	47.0	Technology
03/06	Alexza Pharmaceuticals Inc.	Initial Public Offering	ALXA	50.6	Health Care
03/06	Eagle Test Systems Inc.	Initial Public Offering	EGLT	100.8	Technology
03/06	Dave & Buster's Inc.	Seller Advisory		375.0	Consumer
03/06	Energy Conversion Devices, Inc.	Follow-On Offering	ENER	394.5	Clean Technology and Renewables
02/06	Allscripts Healthcare Solutions Inc.	Follow-On Offering	MDRX	149.0	Health Care
02/06	Animas Corporation	Seller Advisory		518.6	Health Care
02/06	Oasis Outsourcing, Inc., a portfolio company of H.I.G. Capital	Seller Advisory		Undisclosed	Business Services
02/06	Churchill Financial Holdings, LLC	Private Placement		112.5	Financial Institutions
02/06	Rudolph Technologies, Inc.	Merger Advisory		193.0	Technology
02/06	Acordia Therapeutics, Inc.	Initial Public Offering	ACOR	36.5	Health Care
02/06	Morton's Restaurant Group Inc.	Initial Public Offering	MRT	174.5	Consumer
02/06	Nighthawk Radiology Holdings, Inc.	Initial Public Offering	NHWK	115.9	Health Care
02/06	Crocs, Inc.	Initial Public Offering	CROX	239.1	Consumer
02/06	XOMA Ltd.	Convertible	XOMA	12.5	Health Care
02/06	Resource Capital Corp.	Initial Public Offering	RSO	60.0	Financial Institutions
02/06	UTEK Corporation	Registered Direct	UTK	10.0	Financial Institutions
02/06	Vital Signs, Inc.	Follow-On Offering	VITL	97.3	Health Care
01/06	SGX Pharmaceuticals, Inc.	Initial Public Offering	SGXP	24.9	Health Care
01/06	Alnylam Pharmaceuticals, Inc.	Follow-On Offering	ALNY	66.5	Health Care
01/06	Focus Media Holding Limited	Follow-On Offering	FMCN	322.6	Technology
01/06	SeaBright Insurance Holdings, Inc.	Follow-On Offering	SEAB	115.9	Financial Institutions
01/06	Arena Pharmaceuticals Inc.	Follow-On Offering	ARNA	179.8	Health Care
01/06	Citi Trends, Inc.	Follow-On Offering	CTRN	81.4	Consumer
01/06	New York & Company, Inc.	Follow-On Offering	NWY	148.9	Consumer
01/06	Hand Innovations LLC	Seller Advisory		Undisclosed	Health Care
01/06	P.F. Chang's China Bistro, Inc.	Buyer Advisory		Undisclosed	Consumer
01/06	ev3 Inc.	Buyer Advisory		105.9	Health Care
01/06	Maxim Pharmaceuticals Inc.	Merger Advisory		38.1	Health Care
01/06	WS Packaging Group, Inc., a portfolio company of Brantley Partners and Mellon Ventures, Inc.	Seller Advisory		Undisclosed	Industrial Growth
12/05	West Bancorporation, Inc.	Buyer Advisory		Undisclosed	Financial Institutions
12/05	iTrade Network, Inc.	Private Placement		24.5	Technology
12/05	Precision Camera & Video Repair, Inc., a portfolio company of Calvert Street Capital Partners	Seller Advisory		Undisclosed	Business Services
12/05	Corgentech Inc.	Buyer Advisory		101.6	Health Care
12/05	Somaxon Pharmaceuticals, Inc.	Initial Public Offering	SOMX	55.0	Health Care
12/05	Excel Bank Corporation	Private Placement		12.0	Financial Institutions
12/05	ViroPharma Incorporated	Follow-On Offering	VPHM	173.4	Health Care
12/05	Epicor Software Corporation	Buyer Advisory		121.0	Technology
12/05	Volcom, Inc.	Follow-On Offering	VLCM	177.0	Consumer
11/05	Advanced Neuromodulation Systems, Inc.	Seller Advisory		1189.4	Health Care
11/05	United Road Towing, a division of United Road Services, Inc. a portfolio company of Charterhouse Group	Seller Advisory		Undisclosed	Industrial Growth
11/05	Healthcare Finance Group, Inc.	Private Placement		32.5	Financial Institutions
11/05	El Pollo Loco Inc., a portfolio company of American Securities Capital Partners, L.P.	Seller Advisory		Undisclosed	Consumer
11/05	Richardson Electronics, Ltd.	Convertible PIPE	RELL	25.0	Technology
11/05	ESCORT Inc., a portfolio company of American Capital Strategies, Ltd.	Seller Advisory		Undisclosed	Industrial Growth
11/05	Under Armour Inc.	Initial Public Offering	UARM	181.3	Consumer
11/05	Vimicro International Corporation	Initial Public Offering	VIMC	87.0	Technology
11/05	IHS Inc.	Initial Public Offering	IHS	267.1	Business Services
11/05	Zumiez Inc.	Follow-On Offering	ZUMZ	97.2	Consumer
11/05	Clearant Inc.	PIPE	CLRI	12.0	Health Care
11/05	Myriad Genetics, Inc.	Follow-On Offering	MYGN	149.0	Health Care
11/05	Website Pros, Inc.	Initial Public Offering	WSPI	68.0	Business Services
10/05	Devax, Inc.	Private Placement		32.0	Health Care
10/05	Claim Jumper Restaurants LLC	Seller Advisory		Undisclosed	Consumer
10/05	America's Body Company, a portfolio company of Linsalata Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
10/05	Exopack Holding Corp., a portfolio company of The Sterling Group	Seller Advisory		Undisclosed	Industrial Growth
10/05	Garden Fresh Holdings, Inc., a portfolio company of Centre Partners Management LLC and Fairmont Capital, Inc.	Seller Advisory		Undisclosed	Consumer
10/05	ATS Medical Inc.	Convertible PIPE	ATSI	22.4	Health Care
10/05	CoTherix, Inc.	Follow-On Offering	CTRX	67.3	Health Care
10/05	CapitalSource Inc.	Follow-On Offering	CSE	429.3	Financial Institutions
10/05	Vical Incorporated	Registered Direct	VICL	22.6	Health Care
09/05	Industrial Container Services, LLC, a portfolio company of CIC Partners	Seller Advisory		Undisclosed	Industrial Growth
09/05	Genomic Health Inc.	Initial Public Offering	GHDX	60.2	Health Care
09/05	Almedica International Inc.	Seller Advisory		Undisclosed	Health Care
09/05	Renovis, Inc.	Follow-On Offering	RNVS	54.0	Health Care
09/05	Numatics, Incorporated	Seller Advisory		Undisclosed	Industrial Growth
09/05	The YoFarm Company, a portfolio company of Stolberg Equity Partners	Seller Advisory		Undisclosed	Consumer
09/05	The Restaurant Company, Perkins Restaurant & Bakery	Seller Advisory		245.0	Consumer
09/05	Integrated Circuit Systems, Inc.	Merger Advisory		1700.0	Technology
09/05	CombiMatrix Corporation	Registered Direct	CBMX	10.5	Health Care
09/05	ChildrenFirst, Inc., a portfolio company of Carousel Capital Partners & Corporate Partners LLC	Seller Advisory		61.0	Business Services
09/05	Acusphere, Inc.	Registered Direct	ACUS	18.7	Health Care
08/05	GED Integrated Solutions, Inc., a portfolio company of Morgenthaler Partners	Seller Advisory		Undisclosed	Industrial Growth
08/05	White River Capital, Inc.	Block Trade		50.0	Financial Institutions
08/05	Anthracite Capital, Inc.	Follow-On Offering	AHR	20.0	Financial Institutions
08/05	SoftBrands, Inc.	Private Placement		18.0	Technology
08/05	Royce Medical Holding Inc.	Seller Advisory		216.0	Health Care
08/05	TB Corp., parent company of Taco Bueno Restaurants, L.P., a portfolio company of Jacobson Partners	Seller Advisory		Undisclosed	Consumer
08/05	Avid Technology, Inc.	Buyer Advisory		312.0	Technology
08/05	Ruth's Chris Steak House, Inc.	Initial Public Offering	RUTH	269.1	Consumer
08/05	Hoku Scientific, Inc.	Initial Public Offering	HOKU	21.0	Technology
08/05	AtriCure, Inc.	Initial Public Offering	ATRC	55.2	Health Care
08/05	Genta Incorporated	Registered Direct	GNTA	17.5	Health Care
08/05	Lancaster Laboratories, Inc. and its key shareholder, Goldner Hawn Johnson & Morrison	Seller Advisory		150.0	Health Care
08/05	Colder Products Company	Seller Advisory		Undisclosed	Industrial Growth
08/05	Baidu.com, Inc.	Initial Public Offering	BIDU	124.3	Technology
08/05	Anadys Pharmaceuticals, Inc.	Follow-On Offering	ANDS	71.3	Health Care
08/05	ZymoGenetics, Inc.	Follow-On Offering	ZGEN	135.0	Health Care
08/05	Advanced Analogic Technologies Inc.	Initial Public Offering	AATI	121.9	Technology
08/05	MWI Veterinary Supply Co.	Initial Public Offering	MWIV	84.7	Health Care
07/05	Golf Galaxy, Inc.	Initial Public Offering	GGXY	63.6	Consumer
07/05	Nancy's Specialty Foods, Inc., a portfolio company of Kohlberg & Co., LLC	Seller Advisory		Undisclosed	Consumer
07/05	Patriot Capital Funding, Inc.	Initial Public Offering	PCAP	150.3	Financial Institutions
07/05	AGA Medical Corp., shareholder interest	Seller Advisory		Undisclosed	Health Care
07/05	Hittite Microwave Corporation	Initial Public Offering	HITT	88.0	Technology
07/05	Department 56, Inc.	Buyer Advisory		190.0	Consumer
07/05	Diamond Foods, Inc.	Initial Public Offering	DMND	117.3	Consumer
07/05	Symmetry Medical Inc.	Follow-On Offering	SMA	255.9	Health Care
07/05	TherOx, Inc.	Private Placement		31.0	Health Care
07/05	Phillips-Van Heusen Corporation	Follow-On Offering	PVH	240.5	Consumer
07/05	Focus Media Holding Ltd.	Initial Public Offering	FMCN	197.5	Technology
07/05	Norwesco, Inc., a portfolio company of Norwest Equity Partners and Brockway Moran & Partners	Seller Advisory		162.0	Industrial Growth
07/05	Tyco Healthcare, a subsidiary of Tyco International Ltd.	Buyer Advisory		66.0	Health Care
07/05	Transneuronix, Inc.	Seller Advisory		260.0	Health Care
07/05	icrossing, Inc.	Private Placement		13.0	Technology
06/05	Volcom, Inc.	Initial Public Offering	VLCM	102.4	Consumer
06/05	CV Therapeutics, Inc.	Follow-On Offering	CVTX	180.4	Health Care
06/05	Web Marketing Holdings, Inc. dba Web Clients	Seller Advisory		141.0	Technology
06/05	National Semiconductor Corporation, cordless business unit	Seller Advisory		60.0	Technology
06/05	CRA International	Follow-On Offering	CRAI	102.1	Business Services
06/05	MCG Capital Corporation	Follow-On Offering	MCGC	75.6	Financial Institutions
06/05	ev3 Inc.	Initial Public Offering	EVVV	164.7	Health Care
06/05	Premium Standard Farms	Initial Public Offering	PORK	138.7	Consumer
06/05	Rackable Systems Inc.	Initial Public Offering	RACK	75.0	Technology
06/05	Langer, Inc.	Follow-On Offering	GAIT	32.5	Health Care
06/05	Thornburg Mortgage, Inc.	Follow-On Offering	TMA	123.2	Financial Institutions
05/05	Bear Creek Country Kitchens LLC	Seller Advisory		Undisclosed	Consumer
05/05	SSA Global Technologies, Inc.	Initial Public Offering	SSAG	99.0	Technology
05/05	Andersen Corporation	Buyer Advisory		Undisclosed	Industrial Growth
05/05	IDX Systems Corporation	Block Trade	IDXC	47.3	Health Care
05/05	Citi Trends, Inc.	Initial Public Offering	CTRN	62.0	Consumer
05/05	Zumiez Inc.	Initial Public Offering	ZUMZ	64.7	Consumer
05/05	NAVTEQ Corporation	Follow-On Offering	NVT	1241.3	Business Services
05/05	Selig Sealing Products, Inc., a portfolio company of The Riverside Company	Seller Advisory		100.0	Industrial Growth
04/05	ACADIA Pharmaceuticals Inc.	PIPE	ACAD	36.0	Health Care
04/05	DexCom, Inc.	Initial Public Offering	DXCM	56.4	Health Care
04/05	Clayton Services, Inc. and The Murrayhill Company	Merger Advisory		Undisclosed	Financial Institutions
04/05	Hormel Foods Corporation	Buyer Advisory		Undisclosed	Consumer
03/05	Standard Microsystems Corporation	Buyer Advisory		94.0	Technology
03/05	BlackRidge Financial, Inc.	Private Placement		25.0	Financial Institutions
03/05	American Capital Strategies, Ltd.	Follow-On Offering	ACAS	315.0	Financial Institutions
03/05	Aladdin Knowledge Systems Ltd.	Follow-On Offering	ALDN	49.3	Technology
03/05	Connetics Corporation	Convertible	CNCT	150.0	Health Care
03/05	CryoLife, Inc.	Convertible	CRY	20.0	Health Care
03/05	MCG Capital Corporation	Follow-On Offering	MCGC	31.5	Financial Institutions
03/05	Marshall Retail Group, LLC, a portfolio company of ICV Capital Partners, LLC	Seller Advisory		Undisclosed	Consumer
03/05	Horizon Health Corporation	Follow-On Offering	HORC	62.5	Health Care
03/05	Cytyc Corporation	Buyer Advisory		160.0	Health Care
03/05	Neurochem Inc.	Follow-On Offering	NRMX	61.2	Health Care
02/05	International Multifoods, U.S. Foodservice & Bakery Products, a division of The J.M. Smucker Company	Seller Advisory		43.0	Consumer
02/05	JHT Holdings, Inc., a portfolio company of Merit Capital Partners, LLC	Seller Advisory		Undisclosed	Industrial Growth
02/05	Acusphere, Inc.	Convertible	ACUS	45.0	Health Care
02/05	CoTherix Inc.	Follow-On Offering	CTRX	37.8	Health Care
02/05	Marchex, Inc.	Convertible	MCHX	57.5	Business Services
02/05	Quixote Corporation	Convertible PIPE	QUIX	40.0	Technology
02/05	Prestige Brands Holdings Inc.	Initial Public Offering	PBH	515.2	Consumer
02/05	Marchex, Inc.	Initial Public Offering	MCHX	184.0	Technology
02/05	Emageon Inc.	Initial Public Offering	EMAG	74.8	Health Care
02/05	FTD Group, Inc.	Initial Public Offering	FTD	176.0	Technology
02/05	Greenfield Online, Inc.	Buyer Advisory		30.0	Business Services
02/05	Hurray! Holding Co., Ltd.	Initial Public Offering	HRAY	70.5	Technology
02/05	Arena Pharmaceuticals, Inc.	Follow-On Offering	ARNA	51.8	Health Care
01/05	Lone Star Funds	Buyer Advisory		660.0	Consumer
01/05	Dollar Financial Corp.	Initial Public Offering	DLLR	120.0	Financial Institutions
01/05	SeaBright Insurance Holdings, Inc.	Initial Public Offering	SEAB	90.6	Financial Institutions
01/05	Bumble Bee Seafoods, LLC	Buyer Advisory		45.0	Consumer
01/05	Endocardial Solutions, Inc.	Seller Advisory		270.3	Health Care
12/04	Marvin Windows and Doors	Buyer Advisory		Undisclosed	Industrial Growth
12/04	DexCom, Inc.	Private Placement		22.5	Health Care
12/04	Hormel Foods Corporation	Buyer Advisory		185.7	Consumer
12/04	Captain D's, LLC, a portfolio company of Lone Star Funds	Seller Advisory		Undisclosed	Consumer
12/04	Roxio, Inc. (consumer software division)	Seller Advisory		85.0	Technology
12/04	Ctrip.com International Ltd.	Follow-On Offering	CTRP	92.8	Technology
12/04	Wintrust Financial Corporation	Follow-On Offering	WTFC	71.4	Financial Institutions
12/04	Cash America International, Inc.	Fairness Opinion		120.0	Financial Institutions
12/04	Symmetry Medical Inc.	Initial Public Offering	SMA	138.0	Health Care
12/04	Array Biopharmaceuticals Inc.	Follow-On Offering	ARRY	71.3	Health Care
12/04	HouseValues, Inc.	Initial Public Offering	SOLD	94.0	Technology
12/04	Peak Industries, Inc.	Seller Advisory		44.0	Health Care
12/04	Greenfield Online Inc.	Follow-On Offering	SRVY	125.3	Business Services
12/04	Bell Automotive Products, Inc., a portfolio company of Brentwood Associates	Seller Advisory		60.0	Industrial Growth
11/04	HealthExtras, Inc.	Follow-On Offering	HLEX	84.0	Health Care
11/04	Dealix Corporation	Seller Advisory		Undisclosed	Technology
11/04	Fingerhut Direct Marketing, Inc.	Private Placement		18.0	Consumer
11/04	Monolithic Power Systems	Initial Public Offering	MPWR	53.4	Technology
11/04	Overstock.com Inc.	Convertible	OSTK	120.0	Technology
11/04	Overstock.com Inc.	Follow-On Offering	OSTK	79.4	Technology
11/04	Tempur-Pedic International Inc.	Follow-On Offering	TPX	283.5	Consumer
11/04	Portfolio Recovery Associates, Inc.	Follow-On Offering	PRAA	67.4	Financial Institutions
11/04	Opus Medical, Inc.	Seller Advisory		130.0	Health Care
11/04	ViroPharma Incorporated	Buyer Advisory		116.0	Health Care
11/04	Tango Acquisition, Inc., a whollyowned subsidiary of Dave & Buster's Inc.	Buyer Advisory		47.0	Consumer
10/04	Xcyte Therapies, Inc.	Convertible	XCYT	29.9	Health Care
10/04	Option Care Inc.	Convertible	OPTN	86.3	Health Care
10/04	FoxHollow Technologies, Inc.	Initial Public Offering	FOXH	72.5	Health Care
10/04	MidCountry Financial Corp.	Private Placement		80.0	Financial Institutions
10/04	Shopping.com Ltd.	Initial Public Offering	SHOP	142.2	Technology
10/04	VNUS Medical Technologies Inc.	Initial Public Offering	VNUS	80.6	Health Care
10/04	ViroPharma Incorporated	Convertible PIPE	VPHM	62.5	Health Care
10/04	CoTherix, Inc.	Initial Public Offering	CTRX	30.0	Health Care
10/04	Residential Services Group, Inc., a portfolio company of Wellspring Capital Management	Seller Advisory		150.0	Industrial Growth
10/04	ZOLL Medical Corporation	Buyer Advisory		Undisclosed	Health Care
10/04	B&G Foods Inc.	Initial Public Offering	BGF	300.0	Consumer
10/04	Gold Kist Holdings Inc.	Initial Public Offering	GKIS	132.0	Consumer
10/04	New York & Company, Inc.	Initial Public Offering	NWY	195.5	Consumer
10/04	PeopleSupport, Inc.	Initial Public Offering	PSPT	51.9	Business Services
10/04	Arch Aluminum & Glass Co., Inc., an investment of Long Point Capital	Seller Advisory		Undisclosed	Industrial Growth
09/04	New Century REIT, Inc.	Initial Public Offering	NEW	783.0	Financial Institutions
09/04	CallWave, Inc.	Initial Public Offering	CALL	40.0	Technology
09/04	Ness Technologies, Inc.	Initial Public Offering	NSTC	161.1	Business Services
09/04	51job, Inc.	Initial Public Offering	JOBS	84.5	Business Services
09/04	California & Washington Company	Seller Advisory		Undisclosed	Consumer
09/04	MCG Capital Corporation	Follow-On Offering	MCGC	40.7	Financial Institutions
08/04	Becker Underwood, Inc., a portfolio company of Century Park Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
08/04	MidCountry Financial Corp.	Private Placement		30.0	Financial Institutions
08/04	TRM Corporation	Follow-On Offering	TRMM	56.9	Financial Institutions
08/04	JupiterMedia Corp.	Block Trade	JUPM	18.8	Technology
08/04	Avid Technology, Inc.	Buyer Advisory		209.5	Technology
08/04	Decide Interactive	Seller Advisory		33.5	Technology
08/04	Archipelago Holdings, Inc.	Initial Public Offering	ARCA	145.5	Financial Institutions
08/04	NAVTEQ Corporation	Initial Public Offering	NVT	1012.0	Business Services
08/04	Viisage Technology Inc.	Seller Advisory	VISG	42.5	Technology
08/04	SaladTime LLC, a division of Tanimura & Antle	Seller Advisory		Undisclosed	Consumer
07/04	MortgageIT Holdings, Inc.	Initial Public Offering	MHL	175.2	Financial Institutions
07/04	Intersil Corporation	Buyer Advisory		529.0	Technology
07/04	MannKind Corp.	Initial Public Offering	MNKD	91.8	Health Care
07/04	RC2 Corporation	Follow-On Offering	RCRC	89.1	Consumer
07/04	Volterra Semiconductor Corporation	Initial Public Offering	VLTR	36.5	Technology
07/04	Inspire Pharmaceuticals Inc.	Follow-On Offering	ISPH	82.8	Health Care
07/04	Auxilium Pharmaceuticals Inc.	Follow-On Offering	AUXL	41.3	Health Care
07/04	Greenfield Online Inc.	Follow-On Offering	SRVY	74.8	Business Services
07/04	Phase Forward Incorporated	Initial Public Offering	PFWD	41.9	Technology
07/04	American Medical Systems Holdings Inc.	Buyer Advisory		Undisclosed	Health Care
07/04	American Capital Strategies, Ltd.	Follow-On Offering	ACAS	123.9	Financial Institutions
07/04	Affirmative Insurance Holdings, Inc.	Initial Public Offering	AFFM	131.5	Financial Institutions
07/04	Jerr-Dan Corp., a portfolio company of Littlejohn & Co.	Seller Advisory		80.0	Industrial Growth
07/04	QualServ Corporation, a portfolio company of Mercury Capital, Inc.	Seller Advisory		Undisclosed	Industrial Growth
07/04	Simplicity Manufacturing, Inc., a portfolio company of Kohlberg & Co.	Seller Advisory		227.5	Industrial Growth
07/04	American Coin Merchandising, Inc., a portfolio company of Wellspring Capital Management	Seller Advisory		235.0	Industrial Growth
07/04	Mimi's Cafe Inc.	Seller Advisory		182.0	Consumer
07/04	Convio, Inc.	Private Placement		15.0	Technology
07/04	Fantastic Foods, Inc. and Napa Valley Kitchens, Inc., subsidiaries of Homegrown Natural Foods, Inc.	Seller Advisory		Undisclosed	Consumer
06/04	CTI Molecular Imaging Inc.	Buyer Advisory		41.0	Health Care
06/04	Premier Lease Services, L.C.	Seller Advisory		34.0	Financial Institutions
06/04	MedSource Technologies, Inc.	Seller Advisory		230.0	Health Care
06/04	Allscripts Healthcare Solutions Inc.	Convertible	MDRX	82.5	Health Care
06/04	Life Time Fitness Inc.	Initial Public Offering	LTM	210.6	Consumer
06/04	K2 Inc.	Follow-On Offering	KTO	99.2	Consumer
06/04	ResCare Inc.	Seller Advisory		83.4	Health Care
06/04	LabOne Inc.	Convertible	LABS	103.5	Health Care
06/04	RAIT Investment Trust	Follow-On Offering	RAS	55.8	Financial Institutions
06/04	Interpore International, Inc.	Seller Advisory		282.0	Health Care
06/04	Kellwood Company	Convertible	KWD	200.0	Consumer
06/04	Charles River Associates Inc.	Convertible	CRAI	90.0	Business Services
06/04	Kinetic Concepts Inc.	Follow-On Offering	KCI	764.8	Health Care
06/04	Rockford Corporation	Convertible	ROFO	12.5	Consumer
06/04	PowerDsine Ltd.	Initial Public Offering	PDSN	79.4	Technology
06/04	Great Plains Energy Inc.	Convertible	GXP	163.6	Other
06/04	Hansen Natural	Block Trade	HANS	11.5	Consumer
05/04	Alnylam Pharmaceuticals, Inc.	Initial Public Offering	ALNY	34.5	Health Care
05/04	Critical Therapeutics Inc.	Initial Public Offering	CRTX	42.8	Health Care
05/04	ACADIA Pharmaceuticals Inc.	Initial Public Offering	ACAD	35.0	Health Care
05/04	JupiterMedia Corp.	Follow-On Offering	JUPM	40.1	Technology
05/04	Scivex, Inc., a portfolio company of KRG Capital Partners	Seller Advisory		Undisclosed	Industrial Growth
05/04	Animas Corporation	Initial Public Offering	PUMP	73.3	Health Care
05/04	Accubuilt, Inc., a portfolio company of PNC Equity Management Corp.	Seller Advisory		Undisclosed	Industrial Growth
05/04	Open Solutions Inc.	Follow-On Offering	OPEN	109.7	Technology
05/04	Deckers Outdoor Corporation	Follow-On Offering	DECK	86.6	Consumer
05/04	CV Therapeutics Inc.	Convertible	CVTX	150.0	Health Care
05/04	Shanda Interactive Entertainment	Initial Public Offering	SNDA	169.0	Technology
05/04	Coastal Bancorp, Inc.	Seller Advisory		230.0	Financial Institutions
05/04	Wrap Pack Products Corporation, a portfolio company of Prospect Partners	Seller Advisory		Undisclosed	Industrial Growth
05/04	J. Manheimer Inc.	Seller Advisory		Undisclosed	Industrial Growth
05/04	IntraBiotics Pharmaceuticals Inc.	Follow-On Offering	IBPI	44.9	Health Care
04/04	deCODE Genetics Inc.	Convertible	DCGN	150.0	Health Care
04/04	Financial Federal Corp.	Convertible	FIF	175.0	Financial Institutions
04/04	TheraSense, Inc.	Seller Advisory		1261.0	Health Care
04/04	Hat World Corporation, a portfolio company of Saunders Karp & Megrue	Seller Advisory		177.4	Consumer
03/04	Dharmacon, Inc.	Seller Advisory		84.0	Health Care
03/04	Novacept, Inc.	Seller Advisory		325.0	Health Care
03/04	Oregon Chai, Inc.	Seller Advisory		Undisclosed	Consumer
03/04	Cytyc Corporation	Convertible	CYTC	250.0	Health Care
03/04	Snowden Pencer, Inc.	Seller Advisory		Undisclosed	Health Care
03/04	Orchids Paper Products Company	Leveraged Buyout		Undisclosed	Industrial Growth
02/04	PMC Commercial Trust	Merger Advisory		72.2	Financial Institutions
02/04	MGI PHARMA, INC.	Convertible	MOGN	348.0	Health Care
02/04	Fingerhut Direct Marketing, Inc.	Private Placement		32.5	Consumer
02/04	Cameron Health, Inc.	Seller Advisory		Undisclosed	Health Care
02/04	Incyte Corporation	Convertible	INCY	250.0	Health Care
01/04	Komag, Inc.	Convertible	KOMG	80.5	Technology
01/04	Radiant Systems, Inc.	Buyer Advisory		45.2	Technology
01/04	SetCap Holdings Corporation	Seller Advisory		Undisclosed	Financial Institutions
01/04	Voyant Technologies, Inc.	Seller Advisory		145.7	Technology